Luthor blends AI-native workflows with the judgment of former SEC attorneys, examiners, and seasoned compliance pros to deliver a full-stack compliance program so RIAs and broker-dealers can scale with confidence.

The problem we're solving

Every year, investment advisers, broker-dealers, and fintechs burn countless hours (and risk seven-figure fines) piecing together filings, surveillance, policy updates, and marketing reviews across disconnected tools and consultants. The result: launch delays, surprise deficiency letters, and teams stuck in compliance quicksand instead of serving clients.

How we solve this problem

Luthor replaces scattered tools and consultants with one AI-powered platform. Our LLM agents scan disclosures, AML and trading data, records, and marketing content for rule breaches, producing audit-ready docs in seconds. Former SEC attorneys validate every critical result, marrying speed with proven judgment. RIAs love us because we just do it all for them so they can go back to serving their clients.

Why we're hiring

Demand for a turnkey, AI-driven compliance solution is skyrocketing, and we’re onboarding RIAs faster than we can expand our team. Backed by real revenue and fresh capital, we’re looking for talented builders and regulators-turned-innovators to define the future of end-to-end financial compliance.